| |
AOPA's Guide to TSA's Alien
Flight Training/Citizenship Validation Rule
Use the links and information on this
page to learn how
TSA's alien flight training/citizenship
validation rule affects you. Whether you are a pilot or flight
instructor, U.S. citizen, or alien, this page is designed to
allow you access to the information you need to know. As you
read down the page, you will find information relevant to the
rule including AOPA's position and
TSA clarifications. Below, you
will also find a series of links, which are customized to the
various scenarios present in the rule. Selecting the link that
fits your scenario will allow you to view the information in the
rule relevant to your situation.
What the Rule Means to:
- U.S. citizens who
are receiving flight training
You must prove citizenship before beginning primary,
instrument, or multiengine training in an aircraft under
12,500 pounds.
- Resident aliens (green-card holders)
You must receive TSA clearance before beginning
primary, instrument, or multiengine training in an aircraft
under 12,500 pounds.
- Visa holders
You must receive TSA clearance before beginning
primary, instrument, or multiengine training in an aircraft
under 12,500 pounds.
What's New
March 4, 2005
TSA made several improvements to the registration process at
both the
alien flight student program provider and
student Web pages. This new information affects all
categories of candidates and also provides instruction for
flight training providers located outside the United States.
January 5, 2005
TSA has provided additional clarification on the definition of
"flight training" for aircraft with an MTOW of 12,500 pounds
or less; it now only includes flight training for a
recreational, sport pilot, private pilot certificate,
multiengine rating (at any level), or instrument rating.
November 15, 2004
TSA issued recent guidance to further clarify the 60-day
exemption for aliens. Aliens who currently hold a pilot
certificate and who begin training for a new certificate or
rating prior to December 20, 2004, do not need to comply with
the rule.
October 29, 2004
TSA has determined that airships, balloons, and gliders pose a
minimal threat to aviation and national security and has
granted
an exemption for those schools that provide, and
individuals who apply for, instruction in the operation of
airships, balloons, or gliders. This exemption also exempts
schools that only provide instruction in airships, balloons,
and gliders from the security awareness training requirement.
Outline of Rule
On September 21, 2004, the Transportation Security
Administration (TSA) issued an "interim
final rule" on flight training for aliens and other
designated individuals. As currently written, the rule
requires every person to prove his or her citizenship status
(including U.S. citizens) prior to undertaking flight training
for the issuance of a new certificate or rating or the
addition of a certificate or rating (does not include
recurrent training), in an aircraft weighing 12,500 pounds or
less. Additionally, foreign flight students must complete a
background check process with TSA.
This rule also requires flight schools and flight
instructors to provide security awareness training to each
ground and flight instructor and any other employee who has a
direct contact with a flight school student (regardless of
citizenship or nationality) and to issue and maintain records
of this training.
What the Rule Means to:
U.S. citizens who are receiving flight training
- U.S. citizens (whether by birth or naturalization)
beginning training for a recreational, sport pilot, private
pilot certificate, multiengine rating (at any level), or
instrument rating, on or after October 20, 2004 in an
aircraft weighing less than 12,500 pounds must present the
flight school or flight instructor with evidence of U.S.
citizenship. Evidence must be shown by one of the following:
- Valid unexpired U.S. passport.
- Original birth certificate of the United States,
American Samoa, or Swains Island, and government-issued
picture ID.
- Original certification of birth abroad with raised
seal (Form FS-545 or DS-1350) and government-issued
picture ID.
- Original certificate of U.S. citizenship with raised
seal (Form N-560 or N-561), or a Certificate of
Repatriation (Form N-581), and government-issued picture
ID.
- Original U.S. naturalization certificate with raised
seal (Form N-550 or N-570) and a government-issued picture
ID.
- The instructor must then comply with one of the
following two options:
- Make an endorsement in both the instructor's logbook,
or other record used by the instructor to record flight
student endorsements, and the student's logbook with the
following:
"I certify that [insert student's name] has
presented me a [insert type of document presented, such as
a U.S. birth certificate or U.S. passport, and the
relevant control or sequential number on the document, if
any] establishing that [he or she] is a U.S. citizen or
national in accordance with 49 CFR 1552.3(h). [Insert date
and instructor's signature and CFI number.]"
- Keep a copy of the documents used to prove citizenship
for five years.
- Flight training may begin after the documents have been
reviewed and either the logbook endorsement is made or
copies are obtained by the instructor.
Resident aliens (green-card holders)
Resident aliens who begin training for a recreational,
sport pilot, private pilot certificate, multiengine rating (at
any level), or instrument rating, after December 20, 2004,
must notify TSA of their intent to begin flight training. The
notification process is as follows:
- The applicant registers on TSA's Web site,
www.flightschoolcandidates.gov, at which point they will
be given a username and password via e-mail. After receiving
the e-mail, the student logs in to the site and submits the
following:
- Full name, gender, current address and five-year
address history, date and country of birth, and
citizenship information.
- TSA identification number (not provided to candidate
only seen by TSA).
- Passport and visa information Foreign applicants are
required to have a passport.
- Training details Basic information including the
name of the school, type of aircraft, and pilot
certificate or rating sought.
- Fingerprints Free fingerprinting forms are available
by calling the American Association of Airport Executives
at 703/797-2550. You may opt to receive the fingerprinting
forms via express or overnight mail for a charge.
Additionally, a prepaid return envelope may also be
provided for a charge. Candidates' fingerprints must be
collected by, or under the supervision of, a U.S. federal,
state, or local law enforcement agency; by U.S. government
personnel at a U.S. embassy or consulate that possesses
appropriate fingerprint collection equipment and personnel
certified to capture fingerprints; or by another entity
approved by the Federal Bureau of Investigation (FBI) or
TSA, including airports that possess appropriate
fingerprint collection equipment and personnel certified
to capture fingerprints. A list of domestic and
international fingerprinting locations is available at
www.tsc-csc.com/printoffices/. The prints can be taken
either electronically or by the provided forms. After they
are completed, the prints are sent back to AAAE, who then
forwards a copy to TSA. Additional instructions can be
found on TSA's Web site at
https://www.flightschoolcandidates.gov/fp_instr.html.
- $130 application processing fee The fee must be paid
by credit card on the TSA's Web site.
- Photo TSA recommends taking the photo after
the candidate and flight school receive the final e-mail
confirming the candidate's eligibility to take flight
training, at which point it can either be uploaded to
TSA's Web site or faxed to 703/542-1221.
- A final determination of the candidate's eligibility
status is not required prior to the start of flight training
in aircraft below 12,500 pounds maximum gross takeoff
weight. However, TSA will send an e-mail confirming
receipt of the fingerprints and fee, which does need to
be received by the candidate and flight school before
training is started. The photo should be taken and sent to
TSA after this final e-mail is received. If TSA determines
the student is a security threat, the school or instructor
will be notified, and training is to be stopped immediately.
Visa holders
Visa holders who begin training for a recreational, sport
pilot, private pilot certificate, multiengine rating (at any
level), or instrument rating after December 20, 2004, must
notify TSA of their intent to begin training. The notification
process is as follows:
- The applicant registers on TSA's Web site,
www.flightschoolcandidates.gov, at which point they will
be given a username and password via e-mail. After receiving
the e-mail, the student logs in to the site and submits the
following:
- Full name, gender, current address and five-year
address history, date and country of birth, and
citizenship information.
- TSA identification number (not provided to candidate
only seen by TSA).
- Passport and visa information Foreign applicants are
required to have a passport.
- Training details Basic information including the
name of the school, type of aircraft, and pilot
certificate or rating sought.
- Fingerprints Free fingerprinting forms are available
by calling the American Association of Airport Executives
at 703/797-2550. You may opt to receive the fingerprinting
forms via express or overnight mail for a charge.
Additionally, a prepaid return envelope may also be
provided for a charge. Candidates' fingerprints must be
collected by, or under the supervision of, a U.S. federal,
state, or local law enforcement agency; by U.S. government
personnel at a U.S. embassy or consulate that possesses
appropriate fingerprint collection equipment and personnel
certified to capture fingerprints; or by another entity
approved by the Federal Bureau of Investigation (FBI) or
TSA, including airports that possess appropriate
fingerprint collection equipment and personnel certified
to capture fingerprints. A list of domestic and
international fingerprinting locations is available at
www.tsc-csc.com/printoffices/. The prints can be taken
either electronically or by the provided forms. After they
are completed, the prints are sent back to AAAE, who then
forwards a copy to TSA. Additional instructions can be
found on TSA's Web site at
https://www.flightschoolcandidates.gov/fp_instr.html.
- $130 application processing fee The fee must be paid
by credit card on the TSA's Web site.
- Photo TSA recommends taking the photo after
the candidate and flight school receive the final e-mail
confirming the candidate's eligibility to take flight
training, at which point it can either be uploaded to
TSA's Web site or faxed to 703/542-1221.
- A final determination of the candidate's eligibility
status is not required prior to the start of flight training
in aircraft below 12,500 pounds maximum gross takeoff
weight. However, TSA will send an e-mail confirming
receipt of the fingerprints and fee, which does need to
be received by the candidate and flight school before
training is started. The photo should be taken and sent to
TSA after this final e-mail is received. If TSA determines
the student is a security threat, the school or instructor
will be notified, and training is to be stopped immediately.
Visa information
The requirements for obtaining any visa are separate from
the requirements of the TSA alien flight training rule.
According to INS regulations, Title 8 of the Code of
Federal Regulations, Section 214.2(b)(7), any alien who is
permitted to enter the United States on a B-1 or B-2 visitor's
status visa is prohibited from enrolling in a course of study.
Such an alien must an either obtain an F-1 or M-1
non-immigrant visa from a consular officer abroad and seek
readmission to the United States, or apply for and obtain a
change of status under section 248 of the Act and 8 CFR part
248. The alien may not enroll in the course of study until the
Service has admitted the alien as an F-1 or M-1 nonimmigrant
or has approved the alien's application.
Part 141 Flight Schools. Only FAA Certificated Part
141 and/or 142 schools that are approved and participating in
the
Student and Exchange Visa Information Service (SEVIS)
program are authorized to issue an I-20 form to a prospective
student upon their enrollment into a course, which the
prospective student needs to request the change of status and
receive the subsequent Student Visa.
Part 61 Flight Schools and Independent Flight
Instructors. Part 61 flight schools and independent flight
instructors may train a foreign national if that alien is a
Legal Permanent Resident or in a work status (H-type visa)
with extended stay privileges or a refugee in Asylum status
with appropriate DHS documentation. They also may train a
foreign national on an F-1 (academic visa) provided that the
student is still enrolled and attending the college or
university as shown on the F-1 and the student has notified
SEVIS of the additional training being received at a non-SEVIS
approved school.
Alien candidates who are coming to the United States to
start flight training, and need information on obtaining a
visa, should first contact the flight school where they intend
on taking their flight training to get detailed procedures. In
many cases, the flight school already has procedures in place
to help a candidate obtain his or her visa. More information
for obtaining a visa is available from the
U.S. Department of State.
Flight schools and flight instructors
Training of U.S. citizens
- Each flight training provider is required to determine
U.S. citizenship before training is started for a
recreational, sport pilot, private pilot certificate,
multiengine rating (at any level), or instrument rating
(does not include recurrent training). This only applies to
people beginning training after October 20, 2004. Evidence
may be shown by one of the following:
- Valid, unexpired U.S. passport.
- Original birth certificate of the United States,
American Samoa, or Swains Island, and government-issued
picture ID.
- Original certification of birth abroad with raised
seal (Form FS-545 or DS-1350) and government-issued
picture ID.
- Original certificate of U.S. citizenship with raised
seal (Form N-560 or N-561), or a Certificate of
Repatriation (Form N-581), and government-issued picture
ID.
- Original U.S. naturalization certificate with raised
seal (Form N-550 or N-570) and a government-issued picture
ID.
- Flight training of federal employees including
military personnel: Pursuant to a contract between a
federal agency and a flight school, the agency must submit
a written certification to TSA as to its employee's U.S.
citizenship or nationality and government-issued
credentials or other federally issued picture ID.
- Flight training of foreign military pilots endorsed by
the Department of Defense to receive flight training in
the U.S. (DoD endorsees): The individual must present a
written statement acceptable to the TSA from the U.S.
Department of Defense attachι in the individual's country
of residence and a government-issued picture ID to the
flight school.
- The instructor must then comply with one of the
following two options:
- Make an endorsement in both the instructor's logbook,
or other record used by the instructor to record flight
student endorsements, and the student's logbook with the
following:
"I certify that [insert student's name] has
presented me a [insert type of document presented, such as
a U.S. birth certificate or U.S. passport, and the
relevant control or sequential number on the document, if
any] establishing that [he or she] is a U.S. citizen or
national in accordance with 49 CFR 1552.3(h). [Insert date
and instructor's signature and CFI number.]"
- Keep a copy of the documents used to prove citizenship
for five years.
- Flight training can begin after the documents have been
reviewed and either the logbook endorsement is made or
copies are obtained by the instructor.
Training of aliens (both green-card and visa holders)
- Any flight school or instructor wanting to provide
training for a recreational, sport pilot, private pilot
certificate, multiengine rating (at any level), or
instrument rating, (does not include recurrent training) to
a foreign national must first register with the TSA at
www.flightschoolcandidates.gov/fsindex.html.
- When the applicant registers with TSA and chooses their
flight school (or name of independent instructor), the
flight school or instructor will be sent an e-mail
confirming the student's request.
- Immediately after the student reports for training, a
digital (or digital version of a traditional) photo must be
taken. The photo is uploaded when TSA instructs the flight
training provider to do so.
Record-keeping requirements
The flight training provider must keep a record of the
following for five years for each foreign applicant:
- The photograph of the candidate.
- A copy of the approval sent by the TSA confirming the
candidate's eligibility for flight training. (This approval
is the final determination sent to the candidate and flight
training provider via e-mail after the candidate has applied
for flight training with the TSA, paid the $130 fee, and
submitted fingerprints.)
- Candidate's full name, gender, and date of birth.
- Candidate's ID number created by the TSA.
- Copy of candidate's valid, unexpired passport and visa
(including all information listed in Step 4 of the AFSP
Candidate Help Page at
https://www.flightschoolcandidates.gov/student_help.htm#PERIDS.
- Copy of all previous passports and visas held by the
candidate and all the information necessary to obtain a
passport and visa.
- Candidate's country of birth, current country or
countries of citizenship, and each previous country of
citizenship, if any.
- Candidate's requested dates, type, and location of
training (for more details, see Part 2 of the AFSP Candidate
Help Page at
https://www.flightschoolcandidates.gov/student_help.htm#APP).
- Candidate's current U.S. pilot certificate and
certificate number (if any).
- Candidate's current address and phone number and each
address for the previous five years.
- Copy of receipt confirming that the $130 was paid
(printable from TSA Web site after candidate makes payment).
- For DoD endorsees, a copy of the required written
statement and picture ID.
Steps in TSA registration process
- Candidate Notifies Flight School. The flight
training candidate should provide advanced notice to the
flight school that he or she intends to start flight
training.
- Flight School Registers. After the candidate
notifies the flight school of their intent to start flight
training, the flight school needs to register online with
TSA at
https://www.flightschoolcandidates.gov/fsindex.html.
After accessing the ASFP provider Web page, scroll down the
page to select "new account." After registering, for flight
schools in the United States, a user ID will be immediately
provided and a password will be sent later via e-mail. For
flight schools outside the United States, follow the
instructions provided at the provider registration Web page.
- Candidate Creates Login. The candidate is
required to create a login account at
https://www.flightschoolcandidates.gov. A user ID is
provided immediately after submitting the required
information, and a password is sent via e-mail. (Time may
vary on receiving the password possibly 24 to 48 hours).
- Candidate Applies for Training. After receiving
his or her password, the candidate will be instructed to
change it. The candidate then logs into the TSA student
registration page at
https://www.flightschoolcandidates.gov and continues the
application process. As a part of this process, the
candidate will need to select his or her flight training
provider this requires the flight school's course ID
number, course name and description, aircraft type, and the
start and end dates for the flight training. If the flight
school is already registered with TSA, it might be helpful
if the candidate brings his or visa and registers at the
flight school. This will allow the flight school to upload
your required documents to TSA and also to make copies for
the flight school's record-keeping requirements. Upon
completion of the application, the candidate will be
prompted to click on the "validate and submit" icon. If any
errors appear in the application, the candidate will be
instructed to make any necessary corrections or complete any
missing information. After making any changes, the candidate
clicks on "submit application." Furthermore, after
submitting the application, and for the application to
proceed further, the candidate must select "I agree" or "I
disagree" after reviewing important information regarding
his or her application.
- Flight School Takes Photo. Upon arrival of the
candidate to the flight school, the flight school takes a
photo of the candidate and sends it to TSA.
- Flight School Acknowledges Training Request. The
flight school will be sent an e-mail from TSA requesting
confirmation of the candidate's training request after the
candidate's request has been submitted.
- Candidate Instructed to Pay Fee. Once the flight
school confirms the candidate's request, the candidate will
be e-mailed instructions to pay the $130 processing fee
(credit card only).
- Flight School and Candidate Receive Preliminary TSA
Decision. Upon receiving the payment, TSA e-mails both
the candidate and the flight school a "preliminary decision"
that confirms the application and fee have been received. If
the preliminary decision is not received within seven
business days, contact the TSA Help Desk at 703/542-1222.
- Candidate Instructed to Submit Fingerprints. If
the preliminary decision is favorable, the candidate will
receive instructions for submitting fingerprints. If the
decision is not favorable, the candidate will be provided
details regarding any information that may be missing from
their registration. For more details on how to get
fingerprints taken, click here.
- Flight School and Candidate Receive TSA Confirmation.
TSA will send an e-mail confirming receipt of the
fingerprints and fee, which does need to be received by the
candidate and flight school before training is started.
- Final Determination is Made by TSA. TSA will make
a final determination as to the candidate's eligibility to
receive flight training (training may have already started)
and will notify the flight school and candidate of its
decision.
TSA Clarifications About the Rule
FSDO Validation of Provider
Registration/Identification
Flight instructors in the United States are not required to
visit their local FSDO to validate their identification after
submitting their registration to the TSA. Once the
registration has been submitted to TSA, the flight instructor
will be assigned a user name and later sent a password from
TSA via e-mail. For flight training providers outside the
United States, validation must be provided through an
International FSDO Office (IFO). For complete details, visit
the
Alien Flight Student Program provider Web site.
Enforcement of Security Awareness Training compliance
According to the TSA rule, flight school employees (and
flight instructors) not in compliance may be subject to civil
penalties under federal regulations. TSA may also deal with
violators by issuing verbal warnings and/or written notices.
TSA considers each day a person operates in violation to the
requirements of the rule an additional occurrence subject to
penalty.
Security Awareness training Inactive instructors
TSA has clarified the applicability of the Security
Awareness Training. Current and active instructors must take
the training by January 18, 2005. However, current and
inactive instructors are not required to take the training,
but it is recommended. Expired instructors are not required to
complete the training.
Definition of Flight Training
The TSA has further interpreted the definition of "flight
training" to only apply to training for a recreational,
sport pilot, private pilot certificate, multiengine rating (at
any level), or instrument rating (does not include recurrent
training).
This rule does NOT apply to flight reviews or
proficiency checks:
TSA interprets the definition of "recurrent
training" to NOT include any flight review, proficiency
check, or other check whose purpose is to review rules,
maneuvers, or procedures, or to demonstrate a pilot's existing
skills.
This rule does NOT apply to flight training in
airships, balloons, or gliders:
TSA has granted
an exemption for those schools that provide, and
individuals who apply for, instruction in the operation of
airships, balloons, or gliders. This exemption also
exempts schools that only provide instruction in airships,
balloons, and gliders from the security awareness training
requirement.
Flight students enrolled prior to October 20, 2004,
are not subject to the requirements of this rule:
TSA has clarified that flight students who are enrolled in
such flight training prior to October 20, 2004, are not
subject to the regulation. However, once the student completes
training for that particular certificate, he or she must
comply with the applicable requirements if they begin training
for an additional certificate or rating.
All Flight Instructors Flight School Security Awareness
Training
Overview
This rule mandates an initial
and recurrent "security
awareness training program" for each
flight school employee,
which includes instructors, independent flight instructors,
ground instructors, and any other employee that has a direct
contact with a flight school student regardless of whether
they are training foreign students.
Active CFIs must receive the initial security awareness
training by January 18, 2005. CFIs who have current
certificates but are not involved in teaching are encouraged
to take the free training, while CFIs whose certificates have
expired are encouraged, but not required, to take the
training. Employees hired after January 18, 2005, must receive
the training within 60 days of being hired. Schools must
maintain a record of this training for one year after the
employee leaves the school. These records are subject to TSA
and FAA audit.
Documentation of this training is available upon completion
of TSA's online training. Many people have been unable to
print the Flight School Security Awareness (FSSA) training
completion certificate at the end of the training module. The
technical problem with the module is complex and does not lend
itself to a universal solution. Therefore, the following forms
have been provided for individuals to be able to document
their completion of the TSA required FSSA training. The
documentation requirements are slightly different, depending
on whether you are an independent CFI [Word
document |
PDF document] or a CFI/employee of a flight school
[Word
document |
PDF document]. For those who are still unable to
print a certificate using this method, an endorsement may be
made in that person's logbook or other record to show
compliance with the training. It is imperative that the same
wording provided on these certificates is used when making
this endorsement.
Flight schools, including freelance flight instructors, who
fail to comply with the rule's requirements may be subject to
enforcement action.
Initial security awareness training
A flight school may use either the initial security
awareness training program offered by TSA or an alternative
initial training program offered by a third party or designed
by the flight school itself.
TSA's initial online security awareness training program is
available through the TSA at
http://download.tsa.dhs.gov/fssa/training/.
TSA notes that many flight schools currently conduct some
form of security awareness training for their employees. If
the training used by a flight school meets the criteria for an
alternative initial security awareness training program in
this rule, and the flight school has documentation that meets
the record-keeping requirements in this rule for each employee
who has received such training, TSA may consider the flight
school to be in compliance with the initial security awareness
training requirements of the rule. However, the flight school
still must comply with the recurrent training requirements in
the rule. A flight school is not required to submit its
alternative initial security awareness training program to TSA
for approval before the flight school uses the program to
comply with the rule. Rather, TSA officials may audit a flight
school's alternative training program when inspecting the
flight school.
TSA notes that a flight school may have its employees
receive computer-based security awareness training on an
individual basis or may use an instructor to conduct the
training to a group of employees. If a flight school elects to
use an instructor to conduct the training for its employees,
the flight school must first ensure that the instructor has
successfully completed the initial flight school security
awareness training program offered by TSA or an alternative
initial training program that meets the criteria discussed
above.
Recurrent security awareness training
This rule requires a flight school to ensure that each
flight school employee receives recurrent security awareness
training each year in the same month as the month in which the
flight school employee received initial security awareness
training. For example, if a flight school employee received
initial security awareness training in April 2004, he or she
must receive recurrent security awareness training in April
2005.
TSA will not provide a recurrent security awareness
training program. Thus, a flight school will be required
either to design its own recurrent security awareness training
program or use a program designed by a third party. At a
minimum, a recurrent training program must contain information
regarding any new security measures or procedures implemented
by the flight school, such as the installation of fencing, new
uniforms or identification for employees, or the
implementation of new entry procedures. A recurrent training
program also must contain information regarding any security
incidents at the flight school, and any lessons learned as a
result of such incidents. For example, if any of the flight
school's aircraft were broken into or stolen, the recurrent
training program must discuss the incident and any measures
the flight school has taken to address the incident or prevent
such incidents in the future.
TSA will provide information concerning any unclassified
security events or issues at flight schools or GA facilities
over the previous year. Flight schools should use that
information as part of their recurrent training program.
A recurrent training program also must contain any new
threats posed by or incidents involving general aviation (GA)
aircraft. TSA will post information regarding general threats
posed by GA aircraft and major incidents involving GA aircraft
on the TSA GA Web site at
http://frwebgate.access.gpo.gov/cgi-bin/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www.tsa.gov/public/display?theme=180.
A flight school must use that information in its recurrent
training program. Finally, a recurrent training program must
contain any new TSA guidelines or recommendations concerning
the security of GA aircraft, airports, or flight schools. This
information also will be available on the TSA GA Web site.
This rule requires a flight school to issue a document to
each flight school employee when the employee receives initial
security awareness training and each time the employee
receives recurrent security awareness training. This
requirement will enable TSA inspectors to verify that each
flight school employee has received the required security
awareness training each year.
The document issued to the employee must contain the
employee's name and a distinct identification number for the
employee to enable both the flight school and TSA inspectors
to track each employee's security awareness training. (TSA
does not provide distinct identification numbers. According to
TSA, the flight school should develop their own numbering
system for tracking employees. For TSA's online security
awareness training, the printable training certificate should
be supplemented with word "Initial" and the employee's
distinct identification number provided by the flight school).
The document also must indicate the date on which the flight
school employee received the security awareness training; the
name of the instructor who conducted the training, if an
instructor conducted the training; a statement certifying that
the flight school employee received the security awareness
training; the type of training received, whether initial or
recurrent; and if the flight school uses an alternative
initial training program, a statement certifying that the
program meets the criteria in 49 CFR 1552.23 (c).
Finally, the flight school employee and an authorized
official of the flight school must sign the document.
Record keeping
This rule also requires a flight school to establish and
maintain the following records for one year after an
individual no longer is a flight school employee: (1) a copy
of the document issued to the employee when he or she received
initial training and each time he or she received recurrent
training; (2) a copy of the alternative initial security
awareness training program, if the flight school used in the
past or currently uses an alternative program instead of the
TSA program.
Inspection requirements
This rule requires a flight school to allow officials
authorized by TSA and the FAA to inspect the records required
under this section. TSA officials will be conducting
inspections of flight schools to ensure that they are
complying with this rule. Flight schools that are not in
compliance may be subject to civil penalties under 49 U.S.C.
46301 and 49 CFR part 1503.
Alternative initial training program
If a flight school decides to use an alternative
initial training program, the program must, at a
minimum, meet the following criteria.
First, it must require active participation by the flight
school employee receiving the training. Studies have shown
that individuals retain information better when they receive
the information in an interactive format than when they
receive the information passively (for example, by merely
listening to a lecture). Thus, the TSA initial training
program is interactive, and TSA believes that any alternative
initial training program must be as well.
Second, any alternative initial training program must
provide situational scenarios that require the employee to
assess specific situations and determine appropriate courses
of action. For example, the program could give an employee a
specific situation or set of circumstances involving behavior
by a flight school student and ask the employee if the
behavior is suspicious and, if so, what the employee should do
in response, such as inform a supervisor, contact the TSA
General Aviation Hotline (866/GA-SECURE), or notify local law
enforcement.
Third, any alternative initial training program must enable
an employee to identify the proper uniforms and other
identification (if any are required at the flight school) for
employees at that flight school or other persons authorized to
be on the grounds of that flight school. The training also
must enable an employee to identify suspicious behavior.
Suspicious behavior may include: excessive or unusual interest
in restricted airspace or restricted ground structures, such
as repeated requests to fly over nuclear power plants; unusual
questions or interest regarding aircraft capabilities;
aeronautical knowledge inconsistent with the student's
existing airman credentialing; sudden termination of the
student's instruction; loitering on the flight school grounds
for extended periods of time; and entering "authorized access
only" areas without permission.
An alternative program also must enable an employee to
identify suspicious circumstances regarding aircraft,
including unusual modifications to aircraft, such as the
strengthening of landing gear, changes to tail number,
stripping the aircraft of seating or equipment; damage to
propeller locks or other parts of an aircraft that is
inconsistent with the pilot training or aircraft flight log;
and dangerous or hazardous cargo loaded into an aircraft.
Fourth, an alternative program must provide an employee
with appropriate responses for the employee to make in
specific situations. Appropriate responses include: taking no
action, if a situation does not warrant action; questioning an
individual, if his or her behavior may be considered
suspicious; informing a supervisor, if a situation or an
individual's behavior warrants further investigation; calling
the TSA General Aviation Hotline; or calling local law
enforcement, if a situation or an individual's behavior could
pose an immediate threat. Thus, an alternative program, in
complying with these requirements and the interactive
requirement discussed above, could give an employee a specific
situation, ask the employee to respond, and then provide the
appropriate response (or responses, if more than one response
could be appropriate) and some discussion of why that response
is appropriate.
Finally, an alternative training program must contain any
other information relevant to security measures or procedures
at the flight school, including applicable information in the
TSA Information Publication Security Guidelines for General
Aviation Airports. For example, if a flight school requires
aircraft to have propeller locks after a certain time or has
access codes for certain areas of the flight school grounds,
that information must be included in the alternative training
program.
"Flight school employee" is defined as a flight
instructor or ground instructor certificated under 14 CFR part
61, 141, or 142; a chief instructor certificated under 14 CFR
part 141; a director of training certificated under 14 CFR
part 142; or any other person employed by a flight school,
including an independent contractor, who has direct contact
with a flight school student.
This definition includes an independent or solo flight
instructor certificated under 14 CFR part 61. Thus, an
independent or solo flight instructor, who would be considered
a "flight school" under the definition of that term in Sec.
1552.1(b), must receive security awareness training in
accordance with this subpart.
TSA believes that this rule should apply only to
those employees who have direct or substantial contact with
students, and thus are more likely to observe
suspicious behavior, rather than those employees, such as
grounds maintenance staff, who may spend little time at a
flight school or have no contact with students. TSA also
believes that requiring security awareness training for such
employees would impose a substantial burden on flight schools
while providing little added security. Thus, TSA has limited
the definition to employees who have direct contact with a
flight school student. This definition includes administrative
personnel who accept payment from a flight school student or
process a student's paperwork. TSA believes that such
personnel are well situated to observe any suspicious behavior
or circumstances in a student's payment or identification
information.
Questions and Answers
General
Question: Are flight instructors in the United
States required to visit their local FSDO in order to validate
their TSA registration and personal identification?
Answer: No, flight instructors in the United States
are not required to visit their FSDO for this. Once the flight
instructor submits his/her registration to TSA, a user name
will be provided immediately and a password will later be sent
from TSA via e-mail.
Question: How do flight training providers outside
the United States verify their registration with TSA?
Answer: For providers outside the United States, you
will need to validate with an International FSDO Office (IFO).
For complete details, please visit the
flight training provider Web site.
Question: What is the definition of flight
training as it pertains to this rule for the purposes of
needing to undergo citizenship verification?
Answer: The TSA has further interpreted the
definition of "flight
training" for aircraft with a maximum certificated takeoff
weight of 12,500 pounds or less to only apply to training for
a recreational, sport pilot, private pilot certificate,
multiengine rating (at any certificate level i.e., does not
apply to MEI), or instrument rating (does not include
recurrent training).
Question: Do the requirements for citizenship
verification apply for flight reviews, aircraft checkouts, or
instrument proficiency checks?
Answer: NO, TSA has interpreted the definition of "recurrent
training" to NOT include any flight review, proficiency
check, or other check required by 14 CFR § 61.57 or § 61.58
whose purpose is to review rules, maneuvers, or procedures, or
to demonstrate a pilot's existing skills. The TSA has further
interpreted the definition of "flight
training" for aircraft with a maximum certificated takeoff
weight of 12,500 pounds or less to only apply to training for
a recreational, sport pilot, private pilot certificate,
multiengine rating (at any certificate level i.e., does not
apply to MEI), or instrument rating (does not include
recurrent training).
Question: Do the requirements for citizenship
verification apply to flight training in airships, balloons,
or gliders?
Answer: NO, TSA has granted
an exemption for those schools that provide, and
individuals who apply for, instruction in the operation of
airships, balloons, or gliders. This exemption also
exempts schools that only provide instruction in airships,
balloons, and gliders from the security awareness training
requirement.
Question: Do the requirements for citizenship
verification apply to anyone enrolled in training prior to
October 20, 2004?
Answer: NO, anyone who began their flight training
for their initial certificate, such as private or
recreational, prior to October 20, 2004, is not subject to the
citizenship verification requirements of this rule.
TSA has clarified that persons who are enrolled in flight
training prior to October 20, 2004, are not subject to the
regulation. However, once the person completes training for
their private or recreational, he/she must comply with the
applicable requirements if they begin training for a
multiengine or instrument rating.
U.S. Citizens
Question: It is my understanding that the logbook
endorsement requirement for U.S. citizens should be done
anytime an instructor/flight school is presented with a new
student who received a logbook endorsement from a different
school and/or location. But for students who remain at one
flight school throughout their training, and are known by all
the instructors, a recurring endorsement is not necessary. Is
this correct?
Answer: Yes, this is a correct interpretation. Think
of the endorsement as a replacement of the copy of the proof
of citizenship. If you had a copy of my birth certificate from
private training, and now I want to do an instrument rating,
no need to run a new Xerox copy just because I'm doing a new
rating.
Aliens
Question: I am pursuing a U.S. pilot certificate
based on my foreign license. Am I required to comply with the
TSA rule?
Answer: No, TSA has clarified that getting a U.S.
certificate based on a foreign license does not apply to the
requirements of the rule.
Question: Does the TSA rule also apply to U.S.
flight instructors giving instruction in foreign countries for
a U.S. certificate or rating?
Answer: Yes, the TSA rule does apply to this
situation.
Question: What about an alien who goes through the
required verification, including fingerprinting, to receive
training? They complete their training and then later pursue
additional training at a different flight school. Other than
registering with TSA and the new flight school, must the
candidate complete all of the requirements again
(fingerprinting, etc.) or can they simply show proof that this
was completed once when they register for the new training?
Answer: With respect to an alien who goes on to do
another certificate or rating, either at the same school or a
different one, the application to TSA must be made. The
fingerprints do not have to be taken again, because TSA keeps
them on file. However, the threat assessment and fee are still
carried out.
Question: Can an alien candidate register without a
passport?
Answer: You are generally required to have a
passport, but there are some people with very special
circumstances who cannot obtain a passport. TSA will handle
these situations on a case-by-case basis.
Question: Is an alien required to have a visa? I
have heard of aliens who have registered with TSA without a
visa or green card. (Example: Some Europeans are allowed to
stay in the United States for 90 days without a visa.)
Answer: "Visa" is not a required field, more of an
"if applicable." TSA does realize there are some instances in
which students are not required to and will not possess a
visa.
Question: Does the TSA have any international
locations for processing fingerprints?
Answer: In March 2005, TSA announced that certain
international locations have been selected to process
fingerprints for alien candidates. A list of participating
airports is available at
www.tsc-csc.com/printoffices/.
Security Awareness Training
Question: I am having a problem printing TSA's
security awareness training certificate after I completed
their online course; what should I do?
Answer: You may obtain a certificate from AOPA
[independent CFI (Word
document |
PDF document); CFI/employee of a flight school (Word
document |
PDF document)] and keep this for proof of
complying with the security awareness training requirement.
You may also elect to endorse your logbook or other permanent
records with the wording provided on the certificate that
applies to you.
Question: Is a flight instructor who is not
actively instructing required to take the initial security
awareness training by January 18, 2005, and then continually
undertake the recurrent training if they remain inactive?
Answer: TSA has clarified the applicability of the
security awareness training. Current and active instructors
must take the training by January 18, 2005. However, current
and inactive instructors are not required to take the
training, but it is recommended. Expired instructors are not
required to complete the training.
Question: TSA's security awareness training document
is required to have a distinct identification number and also
indicate whether or not the training is initial or recurrent.
Neither of these is provided on the TSA security awareness
training certificate. What should I do?
Answer: After rechecking the rule and with our Chief
Counsel's Office, here's what we have regarding the
identification number:
Under 1552.25(a), a flight school must issue a document to
each flight school employee each time the employee receives
training (initial and recurrent). Paragraph (a)(1) requires
the document to contain the employee's name and a distinct
identification number.
The purpose is for TSA auditors to be able to better
track/identify employees who have received the training. TSA
does not provide the identification number. The flight school
should make up a numbering system for employees or use any
employee numbering system that the school already uses to
identify employees.
The school is also free to note initial or recurrent
training on the certificate for their record-keeping purposes.
Question: With regards to the security awareness
training, can you please tell me if the TSA's online training
at
http://download.tsa.dhs.gov/fssa/training/ can be used
again for recurrent training? After reviewing the introduction
to the online training, there is no mention that the course is
only for initial training. I know we previously discussed that
the training certificate does not indicate "initial" or
"recurring." According to the interim rule, TSA will not
provide recurring training but can this course be used for
it?
Answer: It is not the intent of TSA for the initial
training to be used repeatedly. The requirements for recurrent
training differ greatly from initial (they are much less
centered on the awareness portion, and more on actual security
events or changes to procedures at the airport or facility),
as laid out in 49 CFR 1552.23. There is nothing to prevent a
training provider from using the initial program as part of
recurrent, but completing that only would not fulfill the
requirements for recurrent training under 1552.23 because of
the difference in content requirements for initial and
recurrent.
|
|